Limiting the Role of the Armed Forces in Public Security Activities
CENTRAL AMERICA MONITOR:
EVALUATING PROGRESS
Central America’s Northern Triangle region is struggling with violence, corruption and impunity.
Scroll for the key findings or to find links to download the full reports under each area of progress.
Evaluating progress in Central America
As Guatemala, El Salvador, and Honduras struggle with high levels of violence and insecurity, systemic corruption, and widespread impunity, it’s critical that we find ways to assess how the policies and strategies being implemented in the region are contributing to the strengthening of the rule of law, improving transparency and accountability, and to reducing violence and insecurity. Using a comprehensive series of indicators, the Central American Monitor aims to measure progress and identify trends over time in eight key areas directly relevant to rule of law and security, thus providing critical information that can inform policies and strategic investments in the region.
The Washington Office on Latin America (WOLA), the Myrna Mack Foundation (FMM) of Guatemala, the University Institute for Public Opinion (Iudop) of the José Simeón Cañas Central American University (UCA) of El Salvador, the University Institute on Democracy, Peace and Security (IUDPAS) of the National Autonomous University of Honduras (UNAH) have developed a series of qualitative and quantitative indicators to evaluate progress in Central America in eight key areas.
Limiting the Role of the Armed Forces in Public Security Activities
Areas of progress
1.
Development and Implementation of a Concrete Plan
Between 2014 and 2017, the role of the armed forces continued a pattern of expanding its mandate to include public security functions, a role that normally falls to civilian police. A clear example of this was the creation of the Military Police of Public Order (PMOP) in 2013, composed of the armed forces and which sought to deploy to neighborhoods and public spaces under the control of organized criminal networks. By August 2017, the PMOP had 3,300 soldiers assigned to seven battalions. By the end of 2017, the PMOP had four times as many forces than the number of police officers dedicated to criminal investigation.
Between 2014 and 2017, the Ministry of Defense received a budget of around $959.3 million (L23,748,938,410), which increased annually. Part of these funds were used to finance the role of the military in public security functions. Of all the funds directed towards the security and justice sectors during the period under study, 42.9% of the budget was allocated to the Ministry of Defense. In addition, the budget allocated to the Ministry of Defense increased all four years, from some $182 million (L4.5 billion) in 2014 to $279.9 million (L7 billion) in 2017, equivalent to a 55.6% increase. When comparing the budget of the Public Prosecutor’s Office with that of the Ministry of Defense, for every Lempira received by the Public Prosecutor’s Office, the armed forces received 4.39 Lempiras. The budget for the Ministry of Defense represents 41% of funds collected through the so-called “security tax” under the Population Security Law. In 2014 and 2015, the military was the biggest beneficiary of the security tax. In 2016 and 2017, a larger percentage went to the police. Part of these funds financed the creation and continuation of the PMOP.
Between 2014 and 2017, the Ministry of Defense received a budget of around $959.3 million (L23,748,938,410), which increased annually. Part of these funds were used to finance the role of the military in public security functions. Of all the funds directed towards the security and justice sectors during the period under study, 42.9% of the budget was allocated to the Ministry of Defense. In addition, the budget allocated to the Ministry of Defense increased all four years, from some $182 million (L4.5 billion) in 2014 to $279.9 million (L7 billion) in 2017, equivalent to a 55.6% increase. When comparing the budget of the Public Prosecutor’s Office with that of the Ministry of Defense, for every Lempira received by the Public Prosecutor’s Office, the armed forces received 4.39 Lempiras. The budget for the Ministry of Defense represents 41% of funds collected through the so-called “security tax” under the Population Security Law. In 2014 and 2015, the military was the biggest beneficiary of the security tax. In 2016 and 2017, a larger percentage went to the police. Part of these funds financed the creation and continuation of the PMOP.
Limiting the Role of the Armed Forces in Public Security Activities
Areas of progress
2.
Conduct of Military Forces
Between 2014 and 2017, Honduras experienced an increase in the number of complaints related to the excessive use of force by the Armed Forces. In 2015, the Inter-American Commission on Human Rights (IACHR) stated that one of Honduras’ most severe human rights problems lay in its situation of violence and widespread insecurity, part of which stemmed from the PNH, the PMOP, and the Armed Forces “through their illegitimate use of force, in some cases in complicity with organized crime. Between 2012 and 2014, there were official complaints lodged in relation to at least nine murders (five in 2014 alone), more than 20 cases of torture, and roughly 30 detentions that were either illegal or involved the abusive use of force by military officials.
According to the National Human Rights Commission, members of the PMOP and the Armed Forces have been denounced for committing abuses of authority, illegal detentions, homicide, kidnapping, torture, rape, raids, and extrajudicial killings. In addition, the Office of the United Nations High Commissioner for Human Rights (OHCHR) cited conflict and violence that occurred around the general elections in November 2017, reporting that at least 23 people died in the post-election protests. According to reports, most injuries were inflicted by the military police or the Armed Forces. In addition, in 2016, they were denounced over the participation of active and retired military officials in the murder of human rights defender Berta Cáceres.
Despite the accusations against them, the Armed Forces’ participation in public security activities has some public support. Some public opinion polls taken between 2014 and 2016 indicate that units like the PMOP and the FUSINA are some of the security and justice institutions with the highest levels of citizen trust.
According to the National Human Rights Commission, members of the PMOP and the Armed Forces have been denounced for committing abuses of authority, illegal detentions, homicide, kidnapping, torture, rape, raids, and extrajudicial killings. In addition, the Office of the United Nations High Commissioner for Human Rights (OHCHR) cited conflict and violence that occurred around the general elections in November 2017, reporting that at least 23 people died in the post-election protests. According to reports, most injuries were inflicted by the military police or the Armed Forces. In addition, in 2016, they were denounced over the participation of active and retired military officials in the murder of human rights defender Berta Cáceres.
Despite the accusations against them, the Armed Forces’ participation in public security activities has some public support. Some public opinion polls taken between 2014 and 2016 indicate that units like the PMOP and the FUSINA are some of the security and justice institutions with the highest levels of citizen trust.
GLOSSARY
The Washington Office on Latin America (WOLA), the Myrna Mack Foundation (FMM) of Guatemala, the University Institute for Public Opinion (Iudop) of the José Simeón Cañas Central American University (UCA) of El Salvador, the University Institute on Democracy, Peace and Security (IUDPAS) of the National Autonomous University of Honduras (UNAH) have developed a series of indicators to assess the progress in Central America in eight key areas. That progress will reflect both the commitment of Central American governments and the effectiveness of international assistance. The indicators include a combination of quantitative data and qualitative analysis in order to gain a more in-depth understanding of the changes taking place in each country. Data sources include official documents and statistics, surveys, interviews, and reviews of existing laws and regulations that will be systematically compiled.
WOLA, the Myrna Mack Foundation, Iudop, and IUDPAS developed these indicators in a months-long process that included review of international standards, consultation with experts, and consensus among all partners about the key issues to address.
Our goal is to provide an instrument that can help identify the areas of progress and opportunities for improvement shortfalls for of the policies and strategies being implemented on the ground in a form that is useful for policymakers, donors, academics, and the public. At the same time, we hope to provide analysis that can contribute to the evaluation of trends over time both within and between the countries of the Northern Triangle.
1
Strengthening the Capacity and Independence of Justice Systems
Capacity of the Justice System: Number of criminal justice officials, geographical coverage, workload, effectiveness, and public trust.
Internal Independence: Existence and implementation of a public, merit-based selection process free from external influence, a results-based evaluation system, and an effective disciplinary system.
External Independence: Size of budget allocated for the judicial sector and implementation of national and international protection measures for justice officials.
2
Cooperation with Anti-Impunity Commissions
Political Will and Level of Collaboration: Commitment of the state to collaborate and enable the work of the CICIG in Guatemala and the MACCIH in Honduras, demonstrated by the progress of emblematic cases, the approval of legislative reforms, and support for domestic counterparts working with these commissions.
3
Combating Corruption
Level of Public Trust: Degree of public trust in state institutions involved in efforts to prevent, identify, investigate, and punish corruption.
Scope and Implementation of Legislation to Combat Corruption: Classification of new crimes in criminal codes and reforms of existing anti-corruption laws to adhere to international standards.
Advancements in Criminal Investigations: Number of corruption cases filed, prosecuted, and resolved, as well as the progress made in emblematic cases.
Functioning of Oversight Bodies: Existence and capacity of external oversight bodies or agencies to combat corruption.
4
Tackling Violence and Organized Crime
Capacity Building: Existence and functioning of specialized anti-organized crime units, application of scientific and technical investigative methods, and functioning of judges or tribunals dedicated to the prosecution of organized crime
Advances in Criminal Investigations: The number of organized crime-related cases filed, prosecuted, and resolved, as well as the progress made in emblematic cases.
Crime Reduction: Convictions for homicides, extortion, and against criminal networks, as well as a reduction in serious and violent crimes.
5
Strengthening Civilian Police Forces
Functioning of Police Career Systems: Existence and effectiveness of police recruitment and promotion mechanisms, training processes, and disciplinary systems, as well as the structure of police bodies.
Allocation and Use of Budgetary Resources: Allocation and effective use of public funds and percentage designated for the wellbeing of members of the civilian police forces.
Community Relations: Public trust in the police, police-community relations, and relations with indigenous authorities.
6
Limiting the Role of the Armed Forces in Public Security Activities
Development and Implementation of a Concrete Plan: The design and implementation of a publicly accessible and verifiable plan with goals, timelines, activities, and clearly established indicators; repeal of legal norms authorizing participation of armed forces in public security, and access to information regarding payroll and assigned resources.
Conduct of Military Forces: Complaints, accusations, and sentences regarding human rights violations perpetrated by members of the armed forces and the level of public trust in the armed forces.
7
Protecting Human Rights
Investigation and Conviction of Human Rights Violations: Existence and functioning of specialized investigative units, number of complaints, prosecutions, and convictions, handling of emblematic cases, and degree of security forces’ collaboration with investigations.
Protection Mechanisms: Structure and functioning of domestic protection mechanisms and implementation of international protection measures for human rights defenders who have been victims of attacks or threats.
Hate Speech: Analysis of attacks and smear or defamation campaigns against human rights defenders.
8
Improving Transparency
Scope and Implementation of the ‘Law of Access to Public Information’: Type of information categorized as restricted or of limited access, period of classification, availability and quality of statistics related to security and justice, information requests granted and denied, and related fees.
Budget and Spending Transparency: Access to public information on budget allocations and spending on security, justice, and defense.
Disclosure of Public Officials’ Statement of Assets: Level of official compliance with disclosure norms, and the degree to which such statements are made available to the public.
METHODOLOGY
The Central America Monitor is based on the premise that accurate, objective, and complete data and information are necessary to reduce the high levels of violence and insecurity, and establish rule of law and governance in a democratic state. This will allow efforts to move beyond abstract discussions of reform to specific measures of change.
The Monitor is based on a series of more than 100 quantitative and qualitative indicators that allow a more profound level of analysis of the successes or setbacks made in eight key areas in each of the three countries. More than a comprehensive list, the indicators seek to identify a way to examine and assess the level of progress of the three countries in strengthening the rule of law and democratic institutions. The indicators seek to identify the main challenges in each of the selected areas and examine how institutions are (or are not) being strengthened over time. The Monitor uses information from different sources, including official documents and statistics, surveys, interviews, information from emblematic cases, and analysis of existing laws and regulations.
The indicators were developed over several months in a process that included an extensive review of international standards and consultation with experts. The eight areas analyzed by the Monitor include: